In short: The Securities and Exchange Board of India (SEBI) notified the SEBI (Settlement of Administrative and Civil Proceedings) Regulations, 2026 on 8 October 2026. They came into force on 7 November 2026. SEBI has also launched an online application form, a settlement amount calculator, FAQs and a help desk to make filing easier.
What has happened?
The SEBI (Settlement of Administrative and Civil Proceedings) Regulations, 2026 (the "Settlement Regulations, 2026") were notified on 8 October 2026 and became operational on 7 November 2026.
Key dates at a glance
| Event | Date |
|---|---|
| Regulations notified | 8 October 2026 |
| Regulations in force | 7 November 2026 |
What help has SEBI provided to applicants?
To make it easier to understand the rules and file applications, SEBI has put the following on its website:
- FAQs: a set of frequently asked questions on the Settlement Regulations, 2026.
- Settlement amount calculator: a tool that helps applicants work out the settlement amount, along with an explainer video on how to use it.
- Online application form: settlement applications can be filed through a web form on SEBI's intermediary portal.
- Help desk: SEBI has set up a help desk, and the framework for it is available on its website.
Who is affected?
SEBI says that "eligible persons" may apply for settlement under the new regulations.
What should readers do?
- If you are, or may become, a party to SEBI administrative or civil proceedings, read the full text of the Settlement Regulations, 2026 on SEBI's website.
- Go through the FAQs to understand how applications are to be made.
- Use SEBI's calculator to estimate the settlement amount before applying.
Frequently asked questions
When did the new settlement regulations come into force?
The Settlement Regulations, 2026 were notified on 8 October 2026 and came into force on 7 November 2026.
How do I apply for settlement?
SEBI has provided an online settlement application form on its website. Eligible persons may apply in accordance with the regulations.
Can I calculate the settlement amount in advance?
Yes. SEBI has made a calculator available on its website, with an explainer video on how to use it.